Client
- Generic Description |
Industry |
Transaction
Category |
Assignment |
Summary |
| Manufacturer
of Western Boots, Belts and Related Apparel |
Apparel |
M&A |
Exclusive Sale Mandate |
Identified purchaser, initiated, negotiated and
closed sale of $200 million revenue public Company
and provided fairness opinion |
| Manufacturer of Western Boots, Belts and Related
Apparel |
Apparel |
M&A |
Takeover Defense |
Advised on financial and corporate governance
issues, including implementation of Shareholder
Rights Plan. Led to Financial Advisor role in the
sale of the Company |
| Publicly Traded Apparel Manufacturer |
Apparel |
M&A |
Takeover Defense and General Financial Advisor |
Shareholder Rights Plan implemented
Back to Transactions |
| US
Top Five OEM Automotive Supplier |
Automotive |
M&A |
Exclusive Sale Mandate |
Financial Advisor to US top five publicly traded
OEM automotive supplier divesting its UK assets |
| One of the largest US OEM Automotive Suppliers |
Automotive |
M&A |
Exclusive Sale Mandate |
Financial Advisor to one of the largest US publicly
traded OEM automotive suppliers, in connection with
an antitrust mandated divestiture of flat bearings
business to another large US OEM automotive supplier |
| International Manufacturer of Brakes and Undercar
Parts for Aftermarket |
Automotive |
Strategic Advisory |
Financial Advisor |
Advice regarding potential acquisition targets
and related financing for public company
Back to Transactions |
| Southeast-based
family-owned Professional Employer Organization
(PEO) |
Business Services |
M&A |
Exclusive Sale Mandate |
Initiated, structured, negotiated and closed
$33.5 million sale of private Professional Employer
Organization (PEO) company providing outsourced
human resources functions, including payroll.
Healthcare benefits, insurance, employee training,
retirement benefit programs
Back to Transactions |
| Manufacturer
of HVAC Systems |
Construction and Building
Products |
Restructuring, Financing |
Financial Advisor |
Advice in connection with Restructuring and Financing |
| Privately owned Brazilian Granite Mining and Processing
Company |
Construction and Building Products |
Financing |
Financial Advisor |
Advisor for Brazilian granite mining and processing
company seeking growth capital to expand production
for in-place large scale contracts in Japan |
| Third Generation family owned Manufacturer and
Installer of Custom Windows |
Construction and Building Products |
M&A, Recapitalization |
Financial Advisor |
Initiated, structured, negotiated and closed Recapitalization/Sale
of a $35 million revenue window manufacturer and
installer (commercial and residential buildings)
operating in 7 states along East Coast and Southwest |
| Publicly Traded Manufacturer of Building Products |
Construction and Building Products |
M&A |
Takeover Defense and General Financial Advisor |
Shareholder Rights Plan implemented
Back to Transactions |
| Publicly Traded Manufacturer of Consumer Products |
Consumer Products |
M&A |
Takeover Defense and General Financial Advisor |
Shareholder Rights Plan implemented
Back to Transactions |
| Private
Technology and Development Company |
Energy - Alternative
Energy |
Venture Capital Funding |
Financial Advisor and Placement Agent |
$10.6 million Venture Capital Financing for cellulosic
biomass-to-ethanol company |
| Early stage Designer and Manufacturer of Fuel
cells |
Energy - Alternative Energy |
IPO |
Financial Advisor, Underwriter |
Co-Manager for IPO of fuel cell development company.
Brought in Lehman Brothers to lead $112 million
offering of $350 million value company |
| Manufacturer and assembler of Photovoltaic (solar)
Powered Products for the Consumer and Commercial
Markets |
Energy - Alternative Energy |
J/V, Financing |
Financial Advisor |
Advice in connection with financings, licensing,
royalty agreements and strategic joint ventures
Back to Transactions |
| Oil
and Gas Exploration and Production Company |
Energy - Oil & Gas |
Restructuring |
Financial Advisor Fairness Opinion
Dealer Manager |
In connection with Exchange Offer and Soliciting
Dealer in connection with Restructuring of the Company |
| Oil and Gas Exploration and Production Company |
Energy - Oil & Gas |
M&A |
Takeover Defense and General Financial Advisor |
Advised on Financial and Corporate Governance
issues, including implementation of Shareholder
Rights Plan. Led to Financial Advisor role in connection
with a consolidation and conversion transaction |
| Joint Venture between Major Oil Companies and
Gas Distribution Company |
Energy - Oil & Gas |
Project Finance |
Lender |
LNG plant in Trinidad |
| Joint Venture between Public and Private Natural
Gas Pipeline Companies |
Energy - Oil & Gas |
Project Finance |
Lender |
$45 million construction term loan for an offshore
gas gathering system in the Gulf of Mexico |
| Joint Venture between Two Publicly Owned Engineering
and Construction Companies |
Energy - Oil & Gas |
Structured Finance |
Lead lender |
$42 million off-balance-sheet construction financing
of process line for an oil refinery in NJ |
| Major Oil Company |
Energy - Oil & Gas |
Project Finance |
Lender |
Cameroon off-shore oil production |
| Oil and Gas Exploration and Production Company |
Energy - Oil & Gas |
M&A |
Exclusive Sale Mandate |
Initiated, structured, negotiated and closed sale
to US division of one of the world's largest oil
and gas companies, based in UK
Back to Transactions |
| Publicly
owned Developer and Operator of 5 Independent Power
Plants |
Energy - Power & Utilities |
M&A |
Financial Advisor and Fairness Opinion |
Initiated, structured, negotiated and closed $120
million cash merger (sale) transaction and issued
fairness opinion |
| Publicly owned Developer and Operator of 5 Independent
Power Plants |
Energy - Power & Utilities |
M&A |
Financial Advisor |
$20 million sale of five power plant projects
(379MW capacity) to three purchasers, without PPA's. |
| Publicly owned Developer and Operator of 5 Independent
Power Plants |
Energy - Power & Utilities |
M&A Restructuring |
Financial Advisor |
Independent power producer with $1 billion piece
of $5 billion restructuring of Niagara Mohawk Power
Corporation Power Purchase Agreements pursuant to
the N.Y. Public Service Commission’s Master
Restructuring Agreement |
| Publicly owned Developer and Operator of 5 Independent
Power Plants |
Energy - Power & Utilities |
Spin-off |
Financial Advisor and Fairness Opinion |
Sale and related Fairness Opinion in connection
with spin-off of exogenous businesses from public
company |
| Engineering and Construction Company |
Energy - Power & Utilities |
Project Finance |
Financial Advisor |
Development of a proposed nuclear independent
power plant in MI |
| Private Independent Power Company |
Energy - Power & Utilities |
Project Finance; Leveraged Leasing |
Financial Advisor and Placement Agent |
Construction and term financing of a low-head
hydroelectric plant in MA |
| Private Independent Power Company |
Energy - Power & Utilities |
Project Finance |
Provider of debt service reserve letter of credit
|
Co-arranger and underwriter of a $68 million debt
service reserve letter of credit for geothermal
plant in CA |
| Publicly Owned Independent Power Company |
Energy - Power & Utilities |
Project Finance |
Lender |
Cogeneration facility in TX |
| Joint Venture between Private Independent Power
Company and Investor-Owned Utility Subsidiary |
Energy - Power & Utilities |
Project Finance; Leveraged Leasing |
Financial Advisor and Placement Agent |
Debt and equity for the $650 million financing
of a large hydroelectric project in LA |
| Publicly Owned Independent Energy Company |
Energy - Power & Utilities |
Project Finance |
Lender |
Co-underwriter of a $270 million financing for
a gas-fired power plant in Turkey |
| Insitutional Investors |
Energy - Power & Utilities |
M&A |
Buy-side Financial Advisor |
Current assignment to identify investment opportunities
in the U.S. power sector for an Israeli investment
group |
| Joint Venture between Independent Power Subsidiaries
of Investor-Owned Utilities |
Energy - Power & Utilities |
Project Finance, Municipal Finance |
Financial Advisor, Placement Agent and Bond Underwriter |
$260 million financing for a gas-fired cogeneration
project in New York City for an independent power
joint venture |
| Publicly Owned Independent Power Company |
Energy - Power & Utilities |
Project Finance |
Financial Advisor and Placement Agent |
$1.4 billion financing for merchant IPP portfolio
in TX and MA. The “Deal of the Year - North
America” by Project Finance International |
| Investor-Owned Utility Holding Company |
Energy - Power & Utilities |
Financial and Strategic Advisor |
Financial and Strategic Advisor to regulated utility
|
Advice about strategic alternatives for company's
independent power subsidiary |
| Independent Power Subsidiary of Investor-Owned
Utility |
Energy - Power & Utilities |
Project Finance |
Financial Advisor |
Lignite mine with an on-site power plant project
in Germany |
| Independent Power Subsidiary of Investor-Owned
Utility |
Energy - Power & Utilities |
Project Finance |
Financial Advisor |
Proposed coal-fired power plant in FL |
| Canadian Utility |
Energy - Power & Utility |
M&A |
Financial Advisor to Buyer |
Acquisition of a Midwestern US utility in deregulation
by a large Canadian utility |
| US Utility |
Energy - Power & Utility |
M&A |
Financial Advisor to Buyer |
Acquisition of a NY based unregulated generating
company
Back to Transactions |
| Private
Developer of Environmental Projects |
Environmental |
Project Finance |
Equity Placement Agent |
Financing for projects that convert organic waste
to bionutrients in the Northeast
Back to Transactions |
| Publicly
Owned Waste Treatment Company |
Environmental / Waste disposal |
M&A, Restructuring |
Financial Advisor & Financing for Buyer |
Workout refinancing and acquisition financing
of a $265 million waste-to-energy project in MA |
| Joint Venture between Publicly Owned Technology
Company and Engineering and Construction Company |
Environmental / Waste disposal |
Project Finance, Municipal Finance |
Financial Advisor, Lead Bond Underwriter |
Solid waste disposal waste-to-energy project in
California
Back to Transactions |
| Joint
Venture between Private Water Utility and Publicly
Owned Water Equipment Company |
Environmental / Waste Water |
Privatization |
Financial Advisor and Lead Lender |
Proposed bid for a wastewater project to serve
large Mexican oil refinery |
| Publicly Owned Engineering and Wastewater Treatment
Company |
Environmental / Waste Water |
Project Finance, Municipal Finance |
Financial Advisor, Placement Agent and Lead Bond
Underwriter |
Construction/term financing for a wastewater treatment
privatization in AL
Back to Transactions |
| Publicly
traded Non-Bank SBA licensed lender |
Financial Services |
M&A |
Financial Advisor Exclusive Sale Mandate |
Initiated, structured, negotiated and closed sale
of AMEX traded non-bank SBA licensed lender |
| Publicly traded Non-Bank SBA licensed lender |
Financial Services |
M&A, Financing, Exchange Listing |
Financial Advisor |
Regarding potential mergers and acquisitions,
financings, assisted with American Stock Exchange
Listing, Road Shows |
| International Financial Services, Money Manager
and Broker Dealer doing Principal as well as Agency
business |
Financial Services |
Restructuring |
Financial Advisor |
Maximizing recoveries for purchaser of junk bonds
in a portfolio of troubled credits |
| Federally Chartered Bank |
Financial Services |
Employee Stock Ownership Plan |
Financial Advisor, ESOP and Fairness Opinion. |
Structured and implemented Employee Stock Ownership
Plan and related Fairness Opinion |
| Savings & Loan Association |
Financial Services |
M&A |
Exclusive Sale Mandate |
Financial Advisor in connection with sale of the
Company |
| Federally Chartered Bank |
Financial Services |
Restructuring |
Financial Advisor and Private Placement |
Securitization of installment loan portfolio,
equity infusion. |
| Owner of Portfolios of Non-Performing Loans from
Banks and S&L's Taken Over by the FDIC and FSLIC |
Financial Services |
Restructuring |
Financial Advisor |
Advised in connection with structuring the first
Multiple Investor Fund Program, a plan to dispose
of non-performing, sub-performing and performing
loans acquired from seized institutions. Drafted
Request for Proposals, procedures for identifying
capable and interested investor/sponsors and asset
managers, and selection criteria and managed selection
process resulting in finalists. |
| Insurance Holding Company |
Financial Services |
Private placement of Equity |
Placement Agent |
Placed privately 35M of Equity |
| Insurance Holding Company |
Financial Services |
Reorganization |
Financial Advisor |
Reorganized a troubled Insurance Company and sold
company |
| Insurance Holding Company |
Financial Services |
Reorganization |
Financial Advisor |
Sold Insurance Company's portfolio |
| Publicly Traded Savings & Loan |
Financial Services |
Private placement of Debt |
Placement Agent |
Aquisition of another Insurance Holding Company |
| Specialized US Broker -Dealer |
Financial Services / Brokerage |
M&A |
Financial Advisor to Shareholders |
Valuation analyses and Expert Testimony in connection
with sale of minority position in a privately owned
specialized broker-dealer
Back to Transactions |
| Publicly Traded Equipment Leasing Company Investing
in Vessels, Railcars and Airplanes |
Financial Services/ Commercial Leasing |
M&A/Restructuring |
Financial Advisor and Fairness Opinion |
$100+ million consolidation of eleven equipment
leasing partnerships and select management company
assets |
| Publicly Traded Equipment Leasing Company Investing
in Vessels, Railcars and Airplanes |
Financial Services/ Commercial Leasing |
M&A/Restructuring |
Financial Advisor |
Consolidation of equipment leasing trusts
Back to Transactions |
| Internet
Wagering Business |
Gaming |
Fairness Opinion |
Financial Advisor to Buyer |
Acquisition of Internet-based wagering provider |
| Casino |
Gaming |
IPO |
Underwriter |
Led to market as managing underwriter equity offering
for the first casino in Atlantic City |
| Casino |
Gaming |
IPO |
Underwriter |
Led to market as managing underwriter equity offering
for the second casino in Atlantic City
Back to Transactions |
| Privately
Held Drug Discovery Company |
Healthcare |
M&A |
Financial Advisor |
Sale of company |
| Publicly traded Seniors Housing and Nursing Home
Company |
Healthcare |
M&A |
Takeover Defense and General Financial Advisor |
Advice in connection with unsolicited offer for
target in the same industry. Resulted in repurchase
of 6.9% toehold |
| Publicly Traded Seniors Housing and Nursing Home
Company |
Healthcare |
Financing |
Financial Advisor |
Identified, structured and negotiated $22 million
financing for two senior housing projects |
| Publicly Traded Home Infusion Therapy Company |
Healthcare |
M&A, Financing |
Financial Advisor |
Advice in connection with M&A and Financing |
| Publicly Traded Owner of Nursing Homes |
Healthcare |
M&A |
Financial Advisor M&A |
Advice on growth capital, acquisitions and strategic
alliances |
| Medical Clinics |
Healthcare |
IPO & Secondary |
Financial Advisor Underwriter |
Advised, structured, and led to market as managing
underwriter 20M IPO and 15M secondary offering |
| Life Care Company |
Healthcare |
IPO & Secondary |
Financial Advisor Underwriter |
Advised, structured, and led to market as managing
underwriter 15M IPO and 25M secondary offering |
| Life Care Facility |
Healthcare |
Private Placement of Debt |
Financial Advisor |
Structured 75M mortgage financing |
| Life Care Facility |
Healthcare |
Private Placement of Debt |
Placement Agent |
Privately placed 35M of long term tax-exempt bonds |
| Nursing Homes |
Healthcare |
Private Placement of Debt |
Financial Advisor & Placement Agent |
Privately placed 30M of long term tax-exempt bonds
to refinance existing non-exempt debt |
| Hospital |
Healthcare |
Private Placement of Debt |
Placement Agent |
Structured and placed 45M of long term tax-exempt
debt |
| Hospital |
Healthcare |
Private Placement of Debt |
Placement Agent |
Privately placed 50M of tax-exempt debt |
| Hospital |
Healthcare |
Reorganization |
Financial Advisor |
Conducted reorganization and then sale of Philadelphia
Hospital |
| Medical Equipment |
Healthcare |
Private Placement of Debt |
Placement Agent |
Arranged secured asset financing facility |
| Publicly Traded Generic OTC Pharmaceutical Manufacturer |
Healthcare |
M&A |
Exclusive Sale Mandate |
Sale of generic, private label manufacturer of
OTC health and beauty products, owned by private
multi-billion dollar international holding company.
Back to Transactions |
| National
leader in heating, air-conditioning and ventilation |
Industrial Products |
M&A |
Financial Advisor to Buyer |
National leader in heating, air-conditioning and
ventilation equipment acquired distribution chain |
| Canadian Manufacturer of Steel Construction Components |
Industrial Products |
M&A |
Financial Advisor |
Explored strategic alternatives for a Canadian
industrial manufacturer, a portfolio company of
one of Canada's most successful private equity funds.
Sold the company |
| Plastics Plant in NJ |
Industrial Products |
Project Finance |
Lender |
Provided Project Finance capital for Plastics
Plant in NJ |
| Manufacturer of Engineered Industrial Products
for Airplanes and Ships |
Industrial Products |
M&A |
Takeover Defense and General Financial Advisor |
Defense to unsolicited offer. Shareholder Rights
Plan. Sale to a white knight including Fairness
Opinion
Back to Transactions |
| Consortium
of Public and Private Companies |
Infrastructure |
Privatization |
Financial Advisor |
Bid for privatization for $200 million international
airport concession in Chile |
| Consortium of Public and Private Companies |
Infrastructure |
Privatization |
Lender |
Bid for privatization of a toll road in Canada
Back to Transactions |
| Television and Video Production |
Media |
IPO |
Underwriter |
Managing underwriter of 30M IPO |
| Media Company |
Media |
M&A |
Financial Advisor |
Advised Media Company on acquisition of TV stations |
| Media Company |
Media |
M&A |
Financial Advisor |
Advised company on the acquisition of TV Station |
| Point of Purchase Advertising |
Media |
M&A |
Financial Advisor |
Initiated, structured, negotiated and closed
sale of company
Back to Transactions |
| Steel Company |
Metals and Mining |
Project Finance |
Lender |
Construction and term financing for steel mini-mill
in IN |
| Joint Venture of Mining Companies |
Metals and Mining |
Project Finance |
Lender |
Construction and term financing for copper mine
in Chile |
| Publicly Owned Mining Company |
Metals and Mining |
Project Finance |
Lender |
Construction and term financing for copper mine
in Chile |
| Publicly Owned Chemical and Mining Company |
Metals and Mining |
Project Finance, IPO |
Financial Advisor, Placement Agent, IPO Underwriter |
Construction and term financing for gold mine
in Nevada |
| Joint Venture of Mining Companies |
Metals and Mining |
Project Finance |
Lender |
Construction and term financing for copper and
gold mine in Argentina |
| Independent Power Subsidiary of Investor-Owned
Utility |
Metals and Mining |
Project Finance |
Financial Advisor |
Lignite mine with an on-site power plant project
in Germany
Back to Transactions |
| Alternative Dispute Resolution |
Public Company |
IPO |
Financial Advisor |
Advised Company on capital structure, IPO &
Secondary offering |
| Optical Tracking Company |
Public Company |
IPO |
Financial Advisor |
Advised Company on capital structure, IPO &
Secondary offering |
| Mining Company |
Public Company |
M&A |
Financial Advisor |
Negotiated the sale of several of the Company's
Subsidiaries |
| Diversified Manufacturer |
Public Company |
Private placement of Debt |
Placement Agent |
Placed Privately 25M of Debt for Company's defense
contracting Subsidiary |
| Technology Company |
Public Company |
M&A |
Financial Advisor |
Advised on the acquisition of Company's Patents |
| Diversified Manufacturer |
Public Company |
M&A |
Financial Advisor |
Advised company on M&A strategy. Negotiated
the sale of several of the Company's Subsidiaries
Back to Transactions |
| Publicly
Traded Real Estate Development Company for Seniors
Housing |
Real Estate / Development |
Strategic Advisory |
Strategic & Financial Advisor |
Advice in connection with Management Presentation
to Norwegian based majority owner regarding alternative
strategies: restructuring, asset sales, sale of
Company, strategic acquisitions |
| Publicly Traded Real Estate Development Company
for Seniors Housing |
Real Estate / Development |
M&A |
Financial Advisor and Fairness opinion. |
Related party transaction with Norwegian majority
owner of senior housing management and development
company |
| Publicly Traded Real Estate Development Company |
Real Estate / Development |
M&A |
Takeover Defense and General Financial Advisor |
Block sale of $37 million of Company's Equity
to an institutional investor in resolution of a
potential hostile bid |
| Privately Owned Developer and Operator of Resort
Properties |
Real Estate / Development |
Financial Advisor and Project Finance |
Financial Advisor |
Assist developer, owner operator of golf course
and residential community with strategies to maximize
returns, including analyses of ownership structures
for golf course and related amenities, third party
outsourcing, marketing and absorption of residential
units
Back to Transactions |
| Publicly
Traded Real Estate Developer and Operator of Suburban
Office Parks |
Real Estate / Finance |
Restructuring |
Financial Advisor |
Advisor to a fully integrated, self-administered
and self-managed suburban office park REIT, as the
co-proponent of Plan to effect the Reorganization
of the affiliated developer and owner through Chapter
11 Bankruptcy Court Proceedings. Restructured more
than $500 million of Company's debt, restructured
$160 million of Company's Equity, merged affiliated
entities |
| Publicly Traded Master Limited Partnership Investing
in Commercial Real Estate |
Real Estate / Finance |
M&A |
Fairness Opinion |
$65 million merger with another real estate related
holding company |
| Publicly Traded Master Limited Partnership Investing
in Commercial Real Estate |
Real Estate / Finance |
M&A, Financing |
M&A, Fairness Opinion, Financing |
Merger Advisory, Fairness Opinion and $7.5 million
financing of REIT |
| Publicly Traded Master Limited Partnership Investing
in Commercial Real Estate |
Real Estate / Finance |
Financing |
Fairness Opinion /Financial Advisor |
$30 million equity and debt financing |
| Real Estate Developer and Operator of Retail Strip
Malls |
Real Estate / Finance |
IPO |
Public Offering of REIT |
IPO of newly formed REIT by real estate developer
of shopping centers (role limited to assistance
in origination) |
| Publicly Traded Real Estate Investment Trust with
Diverse Commercial Portfolio |
Real Estate / Finance |
M&A |
Financial Advisor |
Shareholder Rights Plan; Advisory and Fairness
Opinion on share repurchase
|
| Privately Owned International Developer and Operator
of Commercial Real Estate |
Real Estate / Finance |
Restructuring |
Financial Advisor |
Engaged by Canadian Court Appointed Administrator
in the Company's Bankruptcy. Advised on real state
values, intercreditor relationships, rights and
obligations, creditor repayment agreements, in court
and out of court workout plans |
| Second Generation Family Owned Real Estate Developer
and Operator of Residential Properties |
Real Estate / Finance |
Reorganization |
Financial Advisor and Solvency Opinion |
Advisor in connection with Reorganization |
| German Real Estate and Finance Company Developing
and Operating Commercial Properties in the US |
Real Estate / Finance |
Restructuring/ Master Limited Partnership |
Financial Advisor |
Advisor to German syndicator and investors with
more than $400 million in U.S. real estate. Transaction
involved consolidating six U.S. limited partnerships,
housing seventeen properties into a master limited
partnership in an UPREIT structure and refinancing
individual property debt with $68 million consolidated
entity level debt. |
| Publicly Traded Master Limited Partnership investing
in Commercial Real Estate |
Real Estate / Finance |
Asset Sale |
Fairness Opinion |
Related party transaction involving the sale of
assets |
| Publicly Traded Master Limited Partnership investing
in Commercial Real Estate |
Real Estate / Finance |
Asset Acquisitions |
Financial Advisor and Fairness Opinion |
Asset purchase from related party regarding a
Real Estate development project and related assets |
| Publicly Traded Master Limited Partnership investing
in Commercial Real Estate |
Real Estate / Finance |
Asset Acquisitions |
Financial Advisor and Fairness Opinion |
$12.5 million acquisition of partnership interests
from affiliated entities |
| Real Estate Developer |
Real Estate / Finance |
Private Placement of Debt |
Placement Agent |
Structured and placed the refinancing of 75M of
Mortgage Debt |
| Real Estate Developer |
Real Estate / Finance |
Private Placement of Debt |
Placement Agent |
Structured and placed the refinancing of 45M of
Mortgage Debt |
| Sub Prime Lender |
Real Estate / Finance |
Private Placement of Equity |
Financial Advisor & Placement Agent |
Designed capital structure for sub prime commercial
real estate lender |
| Historic Building |
Real Estate / Finance |
Private Placement of Debt |
Placement Agent |
Placed long term mortgage in conjunction with
historic tax credits |
| Eight Publicly Traded Mortgagee REIT's and MLP's
under common management investing in commercial
real estate |
Real Estate / Finance |
Restructuring |
Financial Advisor |
Negotiated and implemented a Creditor Repayment
Agreement in an out of court restructuring and converted
mortgage relationship to ownership and control of
the underlying assets (property swaps, deeds in
lieu, foreclosures, etc.)
Back to Transactions |
| Contract
food administrator for schools, hospitals, municipalities
etc |
Restaurant & Food Service |
M&A |
Financial Advisor |
Initiated, negotiated and closed merger of privately
owned contract Restaurant & Food Service company
with public branded restaurant chain |
| Restaurant chain |
Restaurant & Food Service |
Strategic & Financial Advisor |
Financial Advisor |
Advice in connection with strategic alternatives,
including sale of the Company |
| Privately Owned Investment Company formed to Acquire
the Restaurant Subsiduary of an International Retailer |
Restaurant & Food Service |
M&A, debt financing |
Financial Advisor and Placement Agent |
Initiated and advised on acquisition of two fast
food chains from (one of) nation's largest retailer's
for $238 million, including raising $65 million
subordinated bridge debt financing, $8 million of
preferred, $140 million of bank loans and $17 million
of equity. Conversion to newly formed Master Limited
Partnership, $105 million IPO and $150 million senior
debt placement |
| Chain of Italian Fast Food restaurants |
Restaurant & Food Service |
M&A |
Financial Advisor |
Cash merger with company in the same industry |
| Chain of Italian Fast Food restaurants |
Restaurant & Food Service |
M&A |
Exclusive Sale Mandate |
Sale of wholly owned (fast food chain and food
processor) subsidiary to a third party coupled with
an equity investment of the buyer in the Company |
| Manufacturer of pizza toppings selling to restaurants
and specialty food wholesalers |
Restaurant & Food Service |
MBO |
Financial Advisor |
Introduced equity sponsor and advised management
in MBO of Company from one of world's largest branded
consumer goods companies
Back to Transactions |
| Second
generation branded 18 store retail pharmacy chain
operating in Southeast |
Retail |
M&A |
Financial Advisor |
Initiated, structured, negotiated and closed $140
million sale of retail pharmacy chain |
| Family owned Retailer of Pets and Pet care products
|
Retail |
Asset Acquisitions |
Financial Advisor |
Strategic advice in connection with expansion
of retail business to multiple locations. Valuation
analyses in connection with financing and/or sale
of business to family and non-family members. |
| Retailer of Computers and related products |
Retail |
M&A |
General Financial Advisor, Takeover Defense, Exclusive
Sale Mandate, Fairness Opinion |
Advised on shareholder rights plan connection
with the sale of the Company |
| International Developer and Operator of location
based entertainment centers |
Retail |
M&A |
Financial Advisor |
M&A Advisor in connection with acquisition
of Location Based Entertainment Centers. |
| Publicly Traded Wholesaler and Retailer of Consumer
Electronics Products |
Retail |
M&A |
Financial Advisor |
Proxy contest for control of 28 location consumer
electronics, tape and CD retailer
Back to Transactions |
| Vertical
Energy Exchange |
Technology |
M&A |
Exclusive Sale Mandate |
Sale of Company divestiture of vertical energy
exchange |
| Small UK Engineering and Technology Intellectual
Property Portfolio Company |
Technology |
Private Placement of Equity |
Financial Advisor & Financing |
Equity financing for a UK Company |
| Publicly Traded Designer and Manufacturer of Network
Transport Communications Equipment, Software Solutions
and Technical Services to the Global Market |
Technology |
M&A |
Fairness Opinion |
Fairness Opinion in connection with merger |
| Publicly Traded designer and manufacturere of
telecommunications equipment to broadband and telephone
network providers worldwide |
Technology |
M&A |
Financial Advisor |
Buyside Advisory |
| Publicly Traded incubator of early stage companies
housing niche technologies including haptics, fuel
cells |
Technology |
Strategic Advisory |
Strategic & Financial Advisor |
Advice in connection with commercialization of
intellectual property through licensing, royalty
agreements, joint ventures, financing |
| Publicly Traded e-commerce technology infrastructure
company |
Technology |
Financing - PIPE |
Placement Agent and Financial Advisor |
Private placement of $25 million co-banked with
Nomura International
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| North
Eastern Regulated Utility |
Telecommunications |
M&A |
Financial Advisor to Buyer |
Northeastern Regulated Utility investing in non-regulated
business - acquisition of an ILEC |
| Publicly Traded international telecommunications
company |
Telecommunications |
Restructuring |
Financial Advisor |
Advice in connections with Airline subsidiary's
Bankruptcy proceedings |
| Publicly Traded cable systems operator |
Telecommunications |
Restructuring |
Financial Advisor |
Originated as a restructuring assignment which
converted to an M&A Advisory and financing in
connection with the acquisition of an identified
cable systems company.
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| NY
Utility |
Transportation |
M&A |
Financial Advisor to Seller Divesting Division |
NY-based utility divested a water transportation
division |
| Publicly Traded owner/operator of railcar leasing |
Transportation |
M&A |
Exclusive Sale Mandate |
Sale of the Company
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| Joint Venture
of Water and Engineering Companies |
Water |
Privatization |
Financial Advisor and Lender |
Proposed privatization of a water utility in Argentina
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