Manufacturer of HVAC Systems


Advice in connection with Restructuring / Finance



Restructuring / Finance

Third Generation family owned Manufacturer and Installer of Custom Windows


Initiated, structured, negotiated and closed Recapitalization/Sale of a $35 million revenue window manufacturer and installer (commercial and residential buildings) operating in 7 states along East Coast and Southwest


M&A, Recapitalization

Privately Owned Brazilian Granite Mining and Processing Company


Advisor for Brazilian granite mining and processing company seeking growth capital to expand production for in-place large scale contracts in Japan


Publicly Traded Manufacturer of Building Products


Shareholder Rights Plan implemented


Takeover Defense and General Financial Advisor


Mid-Market Securities LLC offers superior payouts, global brand recognition and professional back-office support.


  • Provide a proactive, broad spectrum, domestic and international investment banking resource for the middle market

  • Create and explore options for those seeking capital and financial and transactional expertise from idea generation and initiation through financing, closing, integration and assimilation

  • Work with each client's management and ownership as a fully involved advisory partner in order to help the client achieve its goals and objectives


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