Vertical Energy Exchange


Sale of Company divestiture of vertical energy exchange


Publicly Traded Designer and Manufacturer of Network Transport Communications Equipment, Software Solutions and Technical Services to the Global Market

Fairness Opinion in connection with merger


Publicly Traded incubator of early stage companies housing niche technologies including haptics, fuel cells


Advice in connection with commercialization of intellectual property through licensing, royalty agreements, joint ventures, financing

Strategic Advisory

Small UK Engineering and Technology Intellectual Property Portfolio Company

Equity financing for a UK Company

Private Placement of Equity

Publicly Traded designer and manufacturer of telecommunications equipment to broadband and telephone network providers worldwide

Buyside Advisory


Publicly Traded e-commerce technology infrastructure company


Private placement of $25 million co-banked with Nomura International

Financing - PIPE


Mid-Market Securities LLC offers superior payouts, global brand recognition and professional back-office support.


  • Provide a proactive, broad spectrum, domestic and international investment banking resource for the middle market

  • Create and explore options for those seeking capital and financial and transactional expertise from idea generation and initiation through financing, closing, integration and assimilation

  • Work with each client's management and ownership as a fully involved advisory partner in order to help the client achieve its goals and objectives


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